Notice of Privacy

This Privacy Policy describes Our policies and procedures on the collection, use and disclosure of Your information when You use the Service and tells You about Your privacy rights and how the law protects You.

We use Your Personal data to provide and improve the Service. By using the Service, You agree to the collection and use of information in accordance with this Privacy Policy.

Last updated: August 19, 2025

Confidentiality and Security of Your Information

We maintain appropriate physical, electronic, and procedural safeguards to protect the security and confidentiality of your nonpublic personal information. We educate our employees about the terms of this Notice and the importance of customer privacy. We restrict access to nonpublic personal information about you to those employees and others who need to know that information to provide services to you, to maintain your accounts, or conduct our business.

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Information We Collect About You

Collecting information from you is essential to our ability to offer quality services. As part of that process, we may collect nonpublic information about you from the following sources:

Information we receive from you on applications and other forms such as your name, address, Social Security number (if an individual), assets, income, and beneficiaries; Information about your
transactions with us, or others;
Information about your transactions with us;
Based upon the services provided, information we receive from consumer reporting agencies, government agencies and from your agent banks and prime brokers where applicable;
From other sources, such as information concerning and/or requested pursuant to US Patriot Act Anti-Money Laundering prevention rules and regulations; and
Information that is used to facilitate emails from you.

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Information We Disclose and to Whom

We do not disclose any information about our clients or former clients to anyone, except as permitted or required by law. We may disclose the types of information listed below to affiliated and non-affiliated companies that help us conduct our business, that perform administrative or others services on our behalf, or other financial institutions with which we now or may have joint marketing agreements. Reasons we can share your information:

For our everyday business purpose – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus;
For our marketing purposes – to offer our or our affiliate's products and services to you; and
For our affiliate's everyday business purposes – information about your transactions, creditworthiness, and experiences.

Since we do not share your personal information with affiliates or non-affiliates for marketing purposes, there is no further limit on information sharing.

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Contact

If you have any questions about this Privacy Policy, you can contact us by email: info@mhleblang.com

Our Commitment To Privacy

MHL Investments, Inc. is committed to protecting the privacy of our clients. This Privacy Policy outlines how we collect, use, disclose, and safeguard your personal information in compliance with the Gramm-Leach-Bliley Act (GLBA), Securities and Exchange Commission (SEC) regulations, and Financial Industry Regulatory Authority (FINRA) privacy requirements.

By engaging with our services, you consent to the data practices described in this policy.

Information We Collect

We may collect the following categories of personal information:
Personal Identifiers: Name, address, phone number, email address, Social Security number, legal identification.
Financial Information: Bank account details, investment holdings, tax-related information, income, assets, and liabilities.
Transaction History: Account activity, investment preferences, and financial transactions.
Regulatory Compliance Information: Information required for anti-money laundering (AML) laws, Know Your Customer (KYC) requirements, and other financial regulations.
Technology Usage Data: When accessing our digital platforms, our technology vendors may collect IP addresses, device identifiers, and usage patterns.

How We Use Your Information

FACTS: What Do We Do With Your Personal Information?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information.

What?

The types of personal information we collect and share depend on the product or service you have with us. This can include:

Social Security number, date of birth, contact information
Account balances and transaction history
Investment experience, risk tolerance, income, liabilities, tax info, assets
Wire transfer instructions and custodial details

How?

All financial companies need to share customers’ personal information to run their everyday business. In the table below, we list the reasons we can share your personal information; whether we do share; and whether you can limit this sharing.

Reasons we can share your personal information

Do we share?

Can you limit this sharing?

For our everyday business purposes (processing transactions, maintaining accounts, responding to regulators)

Yes

For our marketing purposes (to offer products and services)

Yes

For joint marketing with other companies

Yes

For our affiliates’ everyday business purposes (transactions and experiences)

Yes

For our affiliates’ everyday business purposes (creditworthiness)

Yes

For nonaffiliates to market to you

We do not share

When you are no longer our client, we continue to protect your information as described in this notice.

State Laws: Some state laws (CA, VT, NV, MA, ME, etc.) may give you additional rights regarding your personal information. We will comply with applicable state-specific requirements.

We use your information strictly on an as-needed basis for the following purposes:

To provide financial planning, financial advisory, investment, and portfolio management services.
To process transactions, account transfers, and distributions.
To comply with legal and regulatory obligations under GLBA, SEC, and FINRA.
To improve client services and technology solutions.
To communicate with you regarding account updates, performance reports, and regulatory disclosures.
To ensure the security and integrity of our financial platforms.

Information Sharing Among Affiliates

Your personal information is stored in shared databases accessible by our affiliated companies, including MHL Investments, Aegis Wealth Group, E6 Portfolios, and TomiPlan. Information may be shared internally only when necessary to:

Facilitate planning, investment management, and advisory services across our affiliated entities.
Streamline operations, reporting, and compliance oversight.
Provide integrated financial solutions tailored to your needs.
We do not sell, rent, or trade your personal information to third parties for marketing or other purposes
In certain cases, we may use information about your financial status (such as accreditation, income, or investment history) obtained through one of our affiliates (MHL Investments, Everspire, E6 Portfolios, or TomiPlan) to determine eligibility for services offered by another affiliate. For example, information maintained in your advisory accounts may be used to determine your eligibility for TomiPlan services or other affiliated offerings. You may opt out of certain affiliate information sharing for marketing purposes as described in this notice.

Protection of Your Information

We implement appropriate administrative, technical, and physical safeguards to protect your information against unauthorized access, alteration, disclosure, or destruction. These measures include:

Encrypted data storage and secure access controls.
Periodic security audits and risk assessments.
Compliance with applicable financial data protection laws.

Your Rights & Choices

As a client, you have the following privacy rights under GLBA, SEC, and FINRA regulations:

Right to Financial Privacy Notice: We will provide you with an annual privacy notice explaining how we handle your personal information.
Right to Opt-Out of Certain Information Sharing: You may opt out of sharing your nonpublic personal information (NPI) with unaffiliated third parties, unless required by law.
Right to Access & Review Your Information: You may request access to the personal information we maintain about you and request corrections to inaccurate data.
Right to Security Protections: We are required to protect your financial data with appropriate security measures.
Right to Confidentiality in Third-Party Disclosures: Your information may only be disclosed to third parties for legitimate business, regulatory, or legal purposes.

To opt out of certain sharing you may call Monica Akbar at 801-545-8706 or email us at monica@mhlinvestments.com.

Retention of Data

We retain your personal information only as long as necessary for regulatory compliance, business operations, and client service obligations. We may maintain dormant financial plans to allow clients to revisit their plans in the future without incurring the burden and cost of re-establishing them. These plans may be retained unless the client requests deletion of their information. Once data is no longer required, it will be securely disposed of in accordance with industry best practices. Even after you close your account, we continue to protect your nonpublic personal information as required by federal law.

Changes to This Policy

We review our policy annually and we provide this notice to all clients annually, as required by federal law, and whenever material changes are made. This notice will be delivered to you, either by mail, secure electronic delivery, or via our client portal.

Contact Information

If you have any questions about this Privacy Policy or how your information is handled, please contact us:

Monica Akbar

6900 South 900 East, Suite 200

Midvale, UT 84047

(801) 545-8706

monica@mhlinvestments.com

By using our services, you acknowledge and agree to the terms of this Privacy Policy.